（1）若持(chi)(chi)(chi)股(gu)(gu)平臺(tai)中有(you)控(kong)(kong)股(gu)(gu)股(gu)(gu)東(dong)或(huo)(huo)實際控(kong)(kong)制人參與(yu)的(de)（多見控(kong)(kong)股(gu)(gu)股(gu)(gu)東(dong)或(huo)(huo)實際控(kong)(kong)制人擔(dan)任持(chi)(chi)(chi)股(gu)(gu)平臺(tai)的(de)GP，從而(er)管(guan)理持(chi)(chi)(chi)股(gu)(gu)平臺(tai)并(bing)間接獲取(qu)表決(jue)權），則(ze)受限(xian)于《業務規則(ze)》第2.8條的(de)規定(ding)，持(chi)(chi)(chi)股(gu)(gu)平臺(tai)持(chi)(chi)(chi)有(you)的(de)新三板掛牌(pai)公(gong)司股(gu)(gu)份可能(neng)被認定(ding)為控(kong)(kong)股(gu)(gu)股(gu)(gu)東(dong)或(huo)(huo)實際控(kong)(kong)制人間接持(chi)(chi)(chi)有(you)的(de)股(gu)(gu)票，從而(er)導致應整(zheng)體遵循“兩(liang)年(nian)三批次”的(de)轉(zhuan)讓限(xian)制規定(ding)；

（2）若持(chi)股(gu)平(ping)臺中(zhong)(zhong)并(bing)無控(kong)股(gu)股(gu)東(dong)(dong)或(huo)(huo)實(shi)際控(kong)制(zhi)人(ren)參(can)與的(de)(de)，則(ze)持(chi)股(gu)平(ping)臺持(chi)有的(de)(de)新三(san)板(ban)掛(gua)牌公司股(gu)份(fen)并(bing)無法定的(de)(de)轉讓(rang)限(xian)(xian)制(zhi)，但是須受限(xian)(xian)于持(chi)股(gu)平(ping)臺或(huo)(huo)其中(zhong)(zhong)的(de)(de)合伙(huo)人(ren)為獲取新三(san)板(ban)掛(gua)牌公司股(gu)份(fen)而訂立的(de)(de)股(gu)份(fen)轉讓(rang)限(xian)(xian)制(zhi)性約定。同(tong)(tong)時，若持(chi)股(gu)平(ping)臺持(chi)有的(de)(de)公司股(gu)份(fen)系在掛(gua)牌前(qian)十二個月以(yi)內受讓(rang)自控(kong)股(gu)股(gu)東(dong)(dong)或(huo)(huo)實(shi)際控(kong)制(zhi)人(ren)的(de)(de)，則(ze)其股(gu)份(fen)轉讓(rang)的(de)(de)限(xian)(xian)制(zhi)同(tong)(tong)樣(yang)等(deng)同(tong)(tong)于控(kong)股(gu)股(gu)東(dong)(dong)和實(shi)際控(kong)制(zhi).